Equity Capital Markets

NOBLE Capital Markets's Equity Capital Markets team is passionate about connecting actionable research ideas with the appropriate customers in an efficient and professional manner. Our team is committed to provide our clients with meaningful access to the management teams of emerging growth companies that our experienced research team covers. We achieve transactional success for our clients by tapping into our resident expertise in Healthcare, Technology, Media & Telecom and Natural Resources sectors and through our long-standing relationships with leading institutional investors.

Institutional Sales & Trading

Our strategy is simple: know our product, understand our client's needs and work diligently to put the two together. NOBLE Capital Markets's institutional equity sales & sales trading team is a combination of highly experienced Wall Street veterans and talented individuals new to the industry; individuals who can adapt quickly to the new capital markets environment. We are dedicated to providing strategic insight and reliable solutions to nearly 500 of the dominant small-cap money managers in North America by offering:

  • Timely communication of value-added information
  • Immediate access to key buy-side decision makers
  • Reliable, accurate and discreet trade execution
  • Consistent market-making liquidity provision
  • Corporate brand visibility via targeted equity conferences
  • Management Access through Non Deal Road Shows


As a market-maker in small-cap securities, our traders understand the importance of liquidity to our corporate and executive clients. Liquidity achieved with minimal market disruption and stock price diminution. With expertise ranging from NASDAQ listings, Form 211filings, At The Market Offering (ATM) execution in the U.S., and equity execution capabilities across global markets. We always strive to provide liquidity and in depth looks into the markets for our clients when it matters most.

Corporate Services

NOBLE Capital Markets is experienced in negotiating the complex Wall Street labyrinth. As a full-service capital markets organization NOBLE has long-standing relationships with institutional investment firms that have an appetite for smaller, growth companies. This, combined with our Equity Research, Trading, Compliance, Legal and Investment Banking services provides our corporate clients with solutions tailored to their specific needs.

We have a broad range of expertise in:

  • corporate stock buybacks
  • corporate cash management
  • directed share programs
  • financial advisory services
  • restricted stock sales
  • Form 211 filings
  • rule 10b5 plans
  • advanced wealth management

We also provide services such as full IRA services & roll-overs, trusts, defined benefits plans, 401Ks, life insurance, annuities, estate planning, and accounting and legal referrals.

Capital Markets Team

Vincent Gioeni

Director of Institutional Sales

Institutional Sales

E: vgioeni@noblecapitalmarkets.com
T: (561) 998-5473
VCard: Vincent Gioeni

Vince brings over 25 years of Wall Street and management experience to NOBLE with an emphasis in Equities trading and risk management. Vince has been a member of several top wholesale trading firms, including Spear Leeds & Kellogg and was an original member of Knight Securities where he was a Vice President and trading team manager. He has received his BS in Finance from St. John's University and is registered with FINRA in a Series 7, 24, 55, 63 and 65 Capacity.

Vincent Gioeni, Director of Institutional Sales

Danny Pollitt

Head of Institutional Sales Trading


E: dpollitt@noblecapitalmarkets.com
T: (561) 998-5483
VCard: Danny Pollitt

Danny has been with NOBLE since 2008 and has gained extensive knowledge in brokerage operations, proprietary trading, and institutional equity sales. Danny earned his BBA in Finance and Management from Florida Atlantic University and holds FINRA Series 7, 63, 57 and 24 licenses.

Danny Pollitt, Head of Institutional Sales Trading

Patricia Richardson

Corporate Access Coordinator

E: prichardson@noblecapitalmarkets.com
T: (561) 999-2267
VCard: Patricia Richardson

Patty Richardson joined NOBLE Capital Markets in June 2017 as the company’s Corporate Access Coordinator. At NOBLE, she will be responsible for coordinating non-deal road shows for both covered and non-covered companies. Prior to joining the firm, Ms. Richardson spent over fifteen years at A.G. Edwards & Sons as an executive assistant. She was responsible for coordinating management marketing trips, analyst travel, and helped develop the firm’s first Media & Entertainment conferences in Las Vegas and in London, UK. Most recently, she transitioned from Wells Fargo Advisors where she was an integral part of the meeting & events team. She is based in NOBLE’s St. Louis office located in the Central West End.

Patricia Richardson, Corporate Access Coordinator