Equity Capital Markets

NOBLE Capital Markets's Equity Capital Markets team is passionate about connecting actionable research ideas with the appropriate customers in an efficient and professional manner. Our team is committed to provide our clients with meaningful access to the management teams of emerging growth companies that our experienced research team covers. We achieve transactional success for our clients by tapping into our resident expertise in Healthcare, Technology, Media & Telecom and Natural Resources sectors and through our long-standing relationships with leading institutional investors.

Institutional Sales & Trading

Our strategy is simple: know our product, understand our client's needs and work diligently to put the two together. NOBLE Capital Markets's institutional equity sales & sales trading team is a combination of highly experienced Wall Street veterans and talented individuals new to the industry; individuals who can adapt quickly to the new capital markets environment. We are dedicated to providing strategic insight and reliable solutions to nearly 500 of the dominant small-cap money managers in North America by offering:

  • Timely communication of value-added information
  • Immediate access to key buy-side decision makers
  • Reliable, accurate and discreet trade execution
  • Consistent market-making liquidity provision
  • Corporate brand visibility via targeted equity conferences
  • Management Access through Non Deal Road Shows

Trading

Our traders understand the importance of liquidity to our corporate and executive clients, with market making capabilities. Liquidity achieved with minimal market disruption and stock price diminution. With expertise ranging from NASDAQ listings, Form 211filings, At The Market Offering (ATM) execution in the U.S., and equity execution capabilities across global markets. We always strive to provide liquidity and in depth looks into the markets for our clients when it matters most.

Corporate Services

NOBLE Capital Markets is experienced in negotiating the complex Wall Street labyrinth. As a full-service capital markets organization NOBLE has long-standing relationships with institutional investment firms that have an appetite for smaller, growth companies. This, combined with our Equity Research, Trading, Compliance, Legal and Investment Banking services provides our corporate clients with solutions tailored to their specific needs.

We have a broad range of expertise in:

  • corporate stock buybacks
  • corporate cash management
  • directed share programs
  • financial advisory services
  • restricted stock sales
  • Form 211 filings
  • rule 10b5 plans
  • advanced wealth management

We also provide services such as full IRA services & roll-overs, trusts, defined benefits plans, 401Ks, life insurance, annuities, estate planning, and accounting and legal referrals.

Capital Markets Team

David Lean

Head Trader, Director of Institutional Sales and Trading

Department:
Trader

E: dlean@noblecapitalmarkets.com
T: (561) 998-5483

David joined Noble Capital Markets in 2017 and brings over 20 years of Wall Street experience with an emphasis in US Equities Trading. Before joining the company, David was a Partner at Variant Trading Institutional Group and a Senior Sales Trader at both J.Byrne and Company and Avalon Research Group. He started his career at Prudential Securities. David is FINRA licensed with Series 7, 24, 55, 63 and 65 and received his Bachelor of Arts from Muhlenberg College.

David Lean, Head Trader, Director of Institutional Sales and Trading