Amplify reach. Engage investors. Enhance liquidity.
Bridging the gap between middle-market companies and investors
Sector-Focused. Investor-Connected. Results-Driven.
For over four decades, NOBLE Capital Markets has helped bridge the gap between private and public middle-market companies and the investor capital that drives them forward.
We bring deep domain expertise across:
- Healthcare & Life Sciences
- Technology, Enterprise Software (SaaS) and Hardware
- Business and Professional Services
- Aerospace & Defense
- Media, Entertainment & Telecom
- Natural Resources
- Consumer & Retail
- Transportation & Logistics
- Industrials & Manufacturing
Our senior leadership team averages 30 years of industry experience, offering strategic insight and trusted execution across all market cycles.
We extend unmatched investor reach through our proprietary research platform—Channelchek—powering the largest open-access investor community in the small-cap space.
Institutional Sales & Trading
Where Insight Meets Execution
At the core of our Institutional Sales & Trading desk is a team of professionals – blending Wall Street veteran insight with modern market agility.
We serve institutional investors, family offices, and HNWI’s across North and South America and Europe with:
- Actionable, research-driven insights
- Direct access to key corporate decision-makers
- Discreet and accurate trade execution
- Market visibility through equity conferences and roadshows
- Targeted investor engagement via our open-access distribution platform, Channelchek
Trading & Corporate Services
Liquidity Intelligence. Trusted Execution. Strategic Partnership.
Trading small- and micro-cap equities is an art—not just a process. Liquidity is not always available, and experience isn’t optional—it’s paramount.
Our trading desk provides high-integrity execution designed to preserve stock price, manage volatility, and protect client interests.
Trading & Corporate Services
- Global equity execution
- ATM (At-the-Market) offerings
- Corporate stock buybacks
- Restricted stock sales (Rule 144)
- Rule 10b5-1 and 10b-18 plan support
Exclusive Investment Opportunities
Qualified accredited investors may be invited to participate in select private placements and public offerings of both private and public companies through Noble Capital Markets.
Before participating, you must first be reviewed and approved by a Noble supervisor as an accredited investor, as defined by the U.S. Securities and Exchange Commission (SEC). To complete this process, you will work with a FINRA-licensed Noble representative to confirm both your ability to assume the risks of investment and your status as a “knowledgeable” investor.
Accredited investor status may be established through income, net worth, professional qualifications, or entity status. To verify eligibility, Noble requires completion of an Accredited Investor Questionnaire (AIQ), followed by supervisory approval.
All information provided will be treated with the highest level of confidentiality.
Disclaimer
This communication is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities. Participation in any private placement or public offering is subject to availability, suitability, and approval in accordance with SEC regulations and Noble Capital Markets’ internal policies and procedures. Investments in private placements and similar offerings involve a high degree of risk and may not be suitable for all investors. Prospective investors should consult their own legal, tax, and financial advisors before making any investment decision.
Key Contacts
David Lean
Managing Director, Head Trader
David joined Noble Capital Markets in 2017 and brings over 25 years of Wall Street experience with an emphasis in US Equities Trading. Before joining the company, David was a Partner at Variant Trading Institutional Group and a Senior Sales Trader at both J.Byrne and Company and Avalon Research Group. He started his career at Prudential Securities. David is FINRA licensed with Series 7, 24, 55, 63 and 65 and received his Bachelor of Arts from Muhlenberg College.
Giorgia Pigato
VP, Investor Outreach
Giorgia joined Noble Capital Markets in 2022 and currently serves as Vice President in the firm’s Investor Outreach division. She plays a central role in expanding Noble’s relationships with institutional and retail investors, and middle-market companies. Giorgia leads strategic initiatives including banking transactions, investor conferences, non-deal roadshows, and tailored outreach campaigns that enhance visibility and engagement across Noble’s client base. She also plays a key role in securing corporate sponsors for Noble’s investor conferences. Giorgia has demonstrated success in institutional and retail investor engagement, capital markets strategy, and corporate access execution. Prior to her current role, Giorgia advanced through Noble’s Investor Outreach team as an associate and intern. She holds an M.B.A. in Financial Valuation & Investment Management from Lynn University and is completing her M.A. in Strategic Management. Giorgia also holds a B.A. in International Business and is FINRA licensed with Series 7, 63, and SIE credentials. A former NCAA Division II tennis MVP and national finalist, she is fluent in English, Italian, and Spanish, and proficient in French.
